NSCP National Membership Meeting
October 17th, 18th, 19th 2007
JW Marriott Hotel Pennsylvania Avenue
1331 Pennsylvania Avenue
Washington, DC
NSCP Is only accepting "walk on" (on site) Registration at this time.
To register for the meeting, print and bring this form with you.
For hotel reservations, please click on this link.
As of 5pm Thursday October 11th, the housing bureau
has handed all rooming lists
to the individual hotels.
If you need to cancel or adjust your reservations,
please
contact your hotel directly.
IA Dinearound, BD Dinearound, or DC Tour. SOLD OUT
Click here for other things to do around DC
If you need to pay by check, please e-mail Liza or call the office.
If payment is received by: |
7/31/2007 | 8/28/2007 | 9/25/2007 | On Site |
|---|---|---|---|---|
| NSCP Member of Record | $750.00 | $825.00 | $900.00 | $1,200.00 |
| Member Associate (nonmember from same firm) | $850.00 | $925.00 | $1,000.00 | $1,300.00 |
| Non - Member | $1,150.00 | $1,225.00 | $1,300.00 | $1,600.00 |
| Guest (Receptions Only) | $150.00 | $150.00 | $150.00 | $150.00 |
There are still sponsorship and exhibiting opportunities available!
Please contact Georgette Mercado at gmercado@nscp.org.
Sponsors
ASHLAND
Bekker Compliance Consulting Partners LLC
Bingham McCutchen LLP
Bressler, Amery & Ross, P.C.
Goodwin Procter LLP
Kirkpatrick & Lockhart Preston Gates Ellis LLP
KPMG
Lawrence, Kamin, Saunders & Uhlenhop. L.L.C.
Levenfeld Pearlstein, LLC
Pearson VUE
RegEd, Inc.
Stikeman Elliott LLP
Sutherland Asbill & Brennan LLP
Thompson Hine LLP
Exhibitors
ACA Compliance Group
Advent Software, Inc.
ASHLAND
Blue Frog Solutions
Broadridge Financial Solutions
Charles Schwab & Co., Inc.
Compliance11
Compliance Reporter
Compliance Science
Complinet
Enleiten
Feith Systems and Software, Inc.
Fidelity Investments
Financial Regulatory Services
Financial Tracking, LLC
FIRE Solutions, Inc.
firmelement.com by 360 Training
HedgeOp Compliance, LLC
IMS Consulting Partners, Inc.
Investment Technology Group, Inc.
Keane Business Risk Management Solutions
Linedata Services
LiveOffice
mindSHIFT Technologies Inc.
National Regulatory Services
NewRiver, Inc.
NOVON Consulting
PFPC (PFPC)
PROXY Governance Inc.
Qumas
RegEd, Inc.
SEC Compliance Consultants
SMARSH, Inc.
Society of Corporate Compliance & Ethics
StarCompliance
SunGard
TD Ameritrade
Thomson Financial
Theodore Liftman Insurance, Inc.
Wolters Kluwer Financial Services
Please note that some faculty have yet to be assigned to certain workshops.
WEDNESDAY, OCTOBER 17
REGISTRATION AND BREAKFAST
7:30 - 8:45
PRE-CONFERENCE COURSES
START
8:00 - 9:00
BD — Compliance for Beginners (Elementary Level)
• Role of a Chief Compliance Officer
• Comparing compliance and supervisory functions
• Serving as your firm’s regulatory interface
• How to say no and still be viewed as an advocate for your firm
Lisa J. Roth, ComplianceMAX Financial Corporation
Patricia M. Harrison, Simmons & Company International
IA — IA Compliance for Beginners (Elementary Level)
• Role of a Chief Compliance Officer
• Comparing compliance and supervisory functions
• Serving as your firm’s regulatory interface
• How to say no and still be viewed as an advocate for your firm
Michelle L. Jacko, Core Compliance & Legal Services
Deborah A. Lamb, STI Classic Funds and Variable Trust
Jane E. Bates, Global Financial Services, LLC
9:15 – 10:30
(1) BD — Fundamentals of Compliance (Small Firms) (Intermediate Level)
• Compliance v. supervision – clarify roles
• Policies and procedures – make sure the “shoe fits”
• What is required on a set schedule (CE, OSJ audits, annual meetings)
• How to survive in an environment of “rulemaking by enforcement”
Richard C. Szuch, Bressler, Amery & Ross, P.C.
Bernerd E. Young, Stanford Group Company
(2) BD — Fundamentals of Compliance (Large Firms) (Intermediate Level)
• Compliance v. supervision – clarify roles
• Policies and procedures – make sure the “shoe fits”
• What is required on a set schedule (CE, OSJ audits, annual meetings)
• How to survive in an environment of “rulemaking by enforcement”
Thomas J. McGonigle, LeClair Ryan, A Professional Corporation
Joseph D. Fleming, RBC Dain Rauscher Inc.
Alex W. C. Cecil, Scott & Stringfellow, Inc./ BB&T Capital Markets
(3) IA — Fundamentals of Compliance (Small Firms)
• Form ADV and disclosures
• Examining the activities of your firm
• Customizing your annual review
• Key requirements and current “hot” topics
Aaron D. De Angelis, KPMG
Jeannette L. Lewis, Driehaus Capital Management LLC
(4) IA — Fundamentals of Compliance (Large Firms)
• Form ADV and disclosures
• Examining the activities of your firm
• Customizing your annual review
• Key requirements and current “hot” topics
Elizabeth M. Knoblock, Mayer, Brown, Rowe & Maw LLP
David H. Lui, FAF Advisors, Inc./First American Funds
GENERAL SESSION
10:50 - 12:05
GI — 2007 Industry Overview
• How risk management concepts translate into compliance programs
• How compliance programs support IC Board reporting and BD CEO certifications
• Reinforcement of management’s accountability as supervisors
• The regulators’ expectations for compliance officers and compliance programs
Holly H. Smith, Sutherland Asbill & Brennan LLP
John H. Walsh, U.S. Securities & Exchange Commission
Deborah A. Lamb, STI Classic Funds and Variable Trust
Evan J. Charkes, Citi
LUNCH
12:05 - 1:05
WORKSHOP SESSION I
1:05 - 2:20
I(a) BD — Supervisory Responsibilities – Who’s In Charge and How To Document It? [Large Firms]
• Who may supervise whom?
• Supervision of producing managers
• Testing and verification
• NASD NTM 04-71
David E. Rosedahl, Briggs and Morgan, P.A.
Alan J. Herzog, A.G. Edwards & Sons, Inc.
Steve Bee, Edward Jones
I(b) BD — Supervisory Responsibilities – Who’s In Charge and How To Document It? [Small Firms]
• Who may supervise whom?
• Supervision of producing managers
• Testing and verification
• NASD NTM 04-71
Mary E. Cobb, M. E. Cobb Consulting
Wesley L. Ringo, J.J.B. Hilliard, W.L. Lyons, Inc.
I(c) IA — Compliance Programs [Large Firms]
• Internal audit and risk management
• Assessing regulatory risks – developing internal controls and self-testing programs
• In-house audits – auditing compliance processes/procedures and controls
• Developing compliance checklists/calendar
• Outsourcing solutions
Ann E. Oglanian, ReGroup, LLC
M. Catherine Tuckwell, Scotia Cassels Investment Counsel Limited
I(d) IA — Compliance Programs [Small Firms]
• Focusing on risk areas
• Assessing regulatory risks – developing internal controls and self-testing programs
• In-house audits – auditing compliance processes/procedures and controls
• Developing compliance checklists/calendar
• Outsourcing solutions
Judy B. Werner, Gardner Lewis Asset Management, LP
Michael K. Wolensky, Schiff Hardin LLP
I(e) GI — Ethics for Compliance Officers
• Your firm’s Code of Ethics – personal trading issues
• Escalation of unethical or non-compliant behavior
• Professional dealings with customers, intermediaries and peers
• Reporting violations – privacy concerns, privilege and other considerations
• New requirements for information disposal
Ben A. Indek, Morgan, Lewis & Bockius LLP
Joseph M. McGill, UBS Global Asset Management Inc.
James F. McGuire, UVEST/LPL Financial Institution Services
WORKSHOP SESSION II
2:40 - 3:55
II(a) BD — Advertising Issues
• Advertisements, sales literature, correspondence
• Conflict: business needs vs. compliance requirements
• Establishing an effective advertising review process
• Dealing with NASD (FINRA) advertising reviewers
William E. Donnelly, LeClair Ryan
Kerry E. Cunningham, ING Advisors Network
II(b) BD — Trading Practices Issues
• Equity Market Structure - Reg NMS, NYSE Hybrid, Best Execution
• Changing needs of Institutional Equity Investors - best execution, research and unbundling
• Fixed Income Fair Pricing, Markups and Trade Reporting
• Changing fixed income market structure – NYSE Bonds, Multi-dealer platforms
Michael D. Wolk, Foley & Lardner LLP
Nicholas T. Chapekis, A.G. Edwards & Sons, Inc.
II(c) IA — Conflicts of Interest (Large Firms)
• A systematic approach to identifying conflicts
• Disclosure – where and how
• Conflicts inventory checklist
• Conflicts focus: gifts, proxy voting and revenue sharing
Steve W. Stone, Morgan, Lewis & Bockius LLP
J. Christopher Jackson, Deutsche Asset Management
II(d) IA — Conflicts of Interest (Small Firms)
• A systematic approach to identifying conflicts
• Disclosure – where and how
• Conflicts inventory checklist
• Conflicts focus: gifts, proxy voting, revenue sharing and outside business activities
Jeffrey C. Morton, ACA Compliance Group
Jane Bates, Global Financial Services, LLC
II(e) GI — Hedge Funds Current Issues [Advanced]
• Maintaining the private placement exemption
• Conflicts of interest – disclosure/best practices
• Trading practices – side-by-side management
• Valuation
• Proposed registration – what are the implications?
Frank A. Taylor, Briggs and Morgan, P.A.
Gerald T. Lins, ING Investment Management Americas
Christopher J. Mahon, Deutsche Bank Securities, Inc.
WORKSHOP SESSION III
4:15 - 5:30
III(a) BD — Clearing Arrangements for Introducing Firms (Introducing Firms)
• AML sharing responsibilities
• Best execution for introducing brokers
• Outsourcing
• New and Old Clearing Agreement Issues
Jeff Bloch, Pershing LLC
Gwen Weithaus, Northwestern Mutual
III(b) BD — Regulatory Reporting – Customer Complaints, Blue Sheets, ACT, TRACE, & OATS
• Customer complaints and Form U-4/NASD 3070
• Form U-5
• Clerical task vs. supervised activity
• Compliance department as supervisor
• Blue Sheet enforcement actions
• ACT, TRACE and OATS compliance
Robert A. Buhlman, Bingham McCutchen LLP
Margaret R. Sandridge, Wachovia Securities
III(c) IA — Rule 22c-2: The Industry’s Response
• Standards for short term trading
• Relationships with financial intermediaries
• Assessing damage to funds
• Systems requirements
Steven B. Boehm, Sutherland Asbill & Brennan LLP
Jennifer D. Lammers, RiverSource Investments
III(d) IA — Disclosure
• Is your Form ADV written in plain English?
• Disclosing conflicts of interest and other disclosures to consider on Schedule F
• Electronic Form ADV Part 2 – is it coming?
• Marketing and performance advertising
Terrance J. O'Malley, Fried, Frank, Harris, Shriver & Jacobson LLP
William A. Braverman, JPMorgan Chase Bank, N.A.
Jeffrey O. Himstreet, M & I Wealth Management
III(e) GI — Marketing To Seniors
• Source and nature of concerns and new regulatory focus
• Marketing and sales practices issues
• Suitability
• Suggested responses and best practices
Theodore J. Sawicki, Alston & Bird LLP
David C. Prince, Stephens Investment Management Group, LLC
Henry Sanchez, Jr., LPL Financial Services
III(f) GI — Canadian Issues/International Compliance Concerns
• Registration reform
• Harmonization – securities (CSA) and pensions (CAPSA)
• Update NI 24-101 – impact on the industry
• Role of Compliance and Supervision – the evolution of compliance in Canada
Mark Pratt, McMillan Binch Mendelsohn
Nancy J. Ross, OMERS
Russel Purre, RBC Dominion Securities Inc.
Wed. Night Reception 5:30 -
THURSDAY, OCTOBER 18
BREAKFAST
KEYNOTE SPEAKER (OPEN)
8:15 - 9:00
LORI A. RICHARDS, U.S. Securities and Exchange Commission
Office of Compliance Inspections and Examinations
GENERAL SESSION
9:15 - 10:30
IA — Regulatory Panel: Perspectives from the Regulators (OPEN)
• Regulatory initiatives
• Enforcement focuses and trends
• Expectations of the Chief Compliance Officer’s roles and responsibilities
• Current examination focuses
• What’s on the horizon
Richard D. Marshall, Ropes & Gray, LLP
Gene A. Gohlke, U.S. Securities & Exchange Commission
David Blass, SEC Office of Investment Adviser Regulation
10:45 - 12:00
BD — Regulatory Panel: Perspectives from the Regulators (OPEN)
• NASD/NYSE consolidation (FINRA) perspectives
• Regulatory initiatives
• Enforcement focuses and trends
• Current examination focuses
• What’s on the horizon
Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP
Dan Sibears, Financial Industry Regulatory Authority (FINRA)
Grace B. Vogel, Financial Industry Regulatory Authority (FINRA)
MaryAnn Gadziala, U.S. Securities & Exchange Commission
LUNCH 12:00-1:15
WORKSHOP SESSION IV
1:15 - 2:30
IV(a) BD — Regulatory Audits – What You Need to Know
• Preparing for an audit
• Dealing with contingencies – can you “fix” on the fly?
• The exit interview and follow-up – don’t turn a deficiency into a referral
• Don’t repeat the same deficiencies: tracking corrective action plans
• Dealing with concurrent regulatory examinations
Hardy Callcott, Bingham McCutchen LLP
James E. Ballowe, Jr., E*TRADE Brokerage Holdings, Inc.
Carl R. Kunz, OptionsHouse, Inc.
IV(b) BD — Risk Management
• Identifying conflicts of interest
• Specific conflicts to evaluate and disclose
• Research investment banking conflicts (NASD NTM-04-18)
• Vetting BD products
• Fee-based account issues
Alan M. Wolper, Sutherland Asbill & Brennan LLP
Kerry E. Cunningham, ING Advisors Network
Pamela S. Fritz, MWA Financial Services, Inc.
IV(c) IA — Compliance Rule Audits: What the SEC Is Looking For (Small Firms)
• Changes in the SEC examination process
• The SEC’s relationship with the CCO
• Preparing for your next exam – tracking corrective action
• Prevention, detection and correction
• The exit interview – tips and recommendations, tracking corrective action plans
Timothy M. Simons, ASHLAND
Patricia M. Harrison, Simmons & Company International
IV(d) IA — Compliance Rule Audits: What the SEC Is Looking For (Large Firms)
• Changes in the SEC examination process
• The SEC’s relationship with the CCO
• Preparing for your next exam – tracking corrective action
• Prevention, detection and correction
• The exit interview – tips and recommendations, tracking corrective action plans
Elizabeth M. Knoblock, Mayer, Brown, Rowe & Maw LLP
Patricia E. Flynn, INTECH
Susan Moore-Wester, Hansberger Global Investors, Inc.
IV(e) GI — Electronic Communications [Repeated Workshop]
• SEC requirements and guidance
• BlackBerrys and instant messaging – are you capturing what you need?
• Common deficiencies
• Vendor solutions
• Partnering with your IT Department
David W. Porteous, Levenfeld Pearlstein, LLC
Aaron D. De Angelis, KPMG
Diane P. Novak, Washington Mutual
WORKSHOP SESSION V
2:50 - 4:05
V(a) BD — Internal Examinations and Audits [Large Firms]
• Requirements for inspections
• OSJs, branches, and other offices
• Reports and tracking corrective action plans
• How to conduct in-house audits
• Designing procedures
Bala Subramaniam, Ernst & Young, LLP
Jerry C. Danielson, Lincoln Financial Group
David E. Fischer-Lodike, A.G. Edwards & Sons, Inc.
V(b) BD — Internal Examinations and Audits [Small Firms]
• Requirements for inspections
• OSJs, branches, and other offices
• Reports and follow-up tracking corrective action plans
• How to conduct in-house audits
• Designing procedures
Christopher V. Meitz, Scottrade, Inc.
Robert T. Mooney, Wachovia Securities, LLC
Scott Meyers, Levenfield Pearlstein, LLC
V(c) IA — IA/IC Pricing and Fair Value
• Policies and procedures and fund boards’ participation/oversight responsibilities
• How do you fair value – build or outsource/modeling?
• New prospectus disclosures
• Special issues presented by hedge funds/private equity accounts
Francine J. Rosenberger, K&L Gates
Timothy B. Parker, Matthews International Capital Management, LLC
V(d) IA — IA Trading Desk Activities
• How do you test for best execution?
• Brokerage committees, practical application, procedures and documentation
• Side-by-side management
• Brokerage allocations, trade allocations and aggregation – what is fair and equitable?
• Available vendors for your trading surveillance efforts
Robert A. Rosenblum, K&L Gates
Barbara Brooke Manning, ClearBridge Advisors LLC
V(e) GI — Electronic Communications [Repeated Workshop]
• SEC requirements and guidance
• BlackBerrys and instant messaging – are you capturing what you need?
• Common deficiencies
• Vendor solutions
• Partnering with your IT Department
David W. Porteous, Levenfeld Pearlstein, LLC
Aaron D. De Angelis, KPMG
Diane P. Novak, Washington Mutual
V(f) GI — Business Entertainment and Gifts
• NASD/Jeffries/Fidelity press release
• NASD NTM 06-69
• NASD Report on Gifts and Business Entertainment
• What should be in your written policies and procedures
• Surveillance and coordination efforts
Clifford J. Alexander, K& L Gates
A. Brad Busscher, Mesirow Financial, Inc.
Nina S. McKenna, ING Americas US Legal Services
WORKSHOP SESSION VI
4:25 - 5:40
VI(a) BD — Supervisory Red Flag Review: Follow-up and Documentation
• Monitoring personal trading activities
• Trade error monitoring and analysis
• Customer complaints/tracking and analysis of trends
• Review of producing managers’ day-to-day activities – when to require heightened supervision
Thomas K. Potter, III, Burr & Forman, LLP
James B. Adelman, Commonwealth Financial Network
Charles R. Lowry, UBS Financial Services Inc.
VI(b) BD — Safeguarding Customer Information
• SEC consumer alert
• Reasonable systems security
• Risk management
• Identifying theft/privacy issues
• Investigation of potential breaches
Michelle L. Gibbons, Mayer, Brown, Rowe & Maw LLP
Andrew C. Small, Scottrade, Inc.
VI(c) IA — International Issues
• Certificate for Global Investment Performance Standards
• The GIPS Standards
• Asset Manager Code of Professional Conduct
• Research Objectivity Standards
Timothy M. Simons, ASHLAND
Jonathan A. Boersma, CFA Institute
VI(d)GI — Retirement Plan Challenges for Advisers and Broker-Dealers
• At what point do you become a fiduciary?
• Prohibited transactions and exemptions
• QPAMs and sevice providers
• Issues in working with individual retirement accounts
• Difficulties with certain products
David M. Cohen, Schulte Roth & Zabel LLP
Bruce Gallant, JPMorgan Chase Bank, N.A.
VI(e) GI — Anti-Money Laundering
• Suspicious Activity Reports--New SAR form, conducting SAR investigations
• Customer Identification Program (CIP) requirements and OFAC
• Ongoing training and recordkeeping obligations
• Privacy concerns – information sharing under Rule 314(b)
• Recent enforcement actions
Satish M. Kini, Goodwin Procter LLP
Angela M. Mitchell, Capital Research and Management Company
Ken Wagner, William Blair & Company, LLC
Thurs. Night Reception 5:30 -
FRIDAY, OCTOBER 19
BREAKFAST
7:15 - 8:00
WORKSHOP SESSION VII
8:00 - 9:15
VII(a) BD — Regulatory Developments without the Regulators
• Recent decisions, no-action letters and interpretations
• Current examination experiences and processes
• Update on Business Continuity Plan requirement and proposed regulations (POS for VAs, Revenue Sharing)
• Getting involved with regulatory initiatives
Harry J. Weiss, Wilmer Cutler Pickering Hale and Dorr LLP
David A. DeMuro, Lehman Brothers Inc.
VII(b) IA — Supervision of Service Providers Under Investment Company Act 38a-1
• Reliance on third party determinations
• How much review is enough?
• Options to resolve Service Provider Compliance issues
• Standards for reporting to your Board
Linda J. Hoard, PFPC Inc.
Katie S. Kloster, Thrivent Financial for Lutherans
VII(c) GI — Business Continuity Plans
• Chairman Cox’s focus
• Making sure certain records are protected and recoverable
• Offsite solutions
• Business succession plans
• Redundancy in corporate knowledge – ensuring personnel continuity
Steven G. Lentz, Faegre & Benson LLP
Janette L. Filbert, Prudential Financial
Brian T. Applegate, WaMu Capital Corp.
VII(d) GI — Soft Dollars and Other Investment Adviser to Broker-Dealer Relationships
[from both a buy-side and sell-side perspective]
• Recent regulatory interpretations of "Research" and "Brokerage" services (U.S. and beyond)
• Disclosure and management of conflicts of interest
• Soft Dollars and Best Execution Obligations
• IA/BD written contracts and business arrangements
• Commission sharing arrangements
• Compliance and supervisory best practices
Michael S. Caccese, K&L Gates
Toni Evans, TD Asset Management Inc.
Richard T. Chase, RBC Capital Markets Corporation
VII(e) GI — Compliance Reviews: Detecting and Avoiding Pitfalls
• How to identify your firm’s most likely deficiencies
• Lessons learned from prior deficiency letters and customer complaints
• Evaluating adequacy and effectiveness of internal controls
• Conducting a gap analysis and implementing a Corrective Action Plan process
• Case study example – safeguarding customer information (have you addressed the issues?)
Glen P. Barrentine, Cadwalader, Wickersham & Taft LLP
Charles V. Senatore, Fidelity Investments
Christopher J. Kopka, Thrivent Financial for Lutherans
Friday — General Session
9:35 - 10:50
GI — Protecting the CCO from Regulatory and Civil Liability
• Understanding the elements of legal liability
• The Regulators' approach to CCO liability
• Identifying and avoiding practices that lead to civil liability and arbitration awards
• Case studies where liability has been imposed
• Open forum – your questions answered
Michael K. Wolensky, Schiff Hardin LLP
Anne C. Flannery, Morgan, Lewis & Bockius LLP
Mark T. Carberry, UBS Financial Services Inc.
Janet Epstein, Charles Schwab & Co., Inc.
Luis R. Mejia, SEC Division of Enforcement
WORKSHOP SESSION VIII
11:10 - 12:25
VIII(a) BD — Variable Annuities and Other Insurance Products
• Sales practices and suitability – NASD Rule 2821
• Equity Linked Annuities – NMs 05-50
• Replacements/1035 exchanges
• Revenue sharing and disclosure
• Market timing of sub-accounts
Alison C. Ryan, Dechert LLP
Krien VerBerkmoes, III, VALIC Financial Advisors, Inc.
VIII(b) IA — Wrap-Fee Accounts: Managed Accounts and Multi-Discipline Portfolios
• Due diligence challenges
• Providing performance numbers to sponsor firms
• Contract issues
• Trading issues: best execution for managed accounts
• Compliance challenges with multi-discipline portfolios
Michelle L. Jacko, Core Compliance & Legal Service
David E. Canter, Charles Schwab & Co., Inc.
VIII(c) GI — Transitioning to a Post-Rule 202(a)(11)-1 Environment
• Implications of the D.C. Circuit's decision vacating Rule 202(a)(11)-1
• What does this mean for the SEC?
• What does this mean for broker-dealers or investment advisers?
• Recent regulatory actions and guidance
• Next steps
John V. Ayanian, Morgan, Lewis & Bockius LLP
Kenneth M. Cherrier, Woodbury Financial Services, Inc.
David A. Hebner, Wachovia Securities, LLC
VIII(d) GI — Compliance Training Programs
• What the rules actually require
• How to develop an effective curriculum
• Keeping content current
• Reaching your audience and monitoring their progress
• Training for Compliance Professionals
Joseph D. Mc Dermott, First Trust Portfolios L.P./First Trust Advisors L.P.
Christopher J. Kopka, Thrivent Financial for Lutherans
Ellen Bessner, Gowling Lafleur Henderson
VIII(e) Hedge Funds-Managing Non Public information
• Receipt of Information about upcoming PIPES transactions
• Trading in distressed debt & bank loans
• Use of consultants
• Side-by-side trading of differing strategies
• “Big Boy” letters
Steven W. Hansen, Bingham McCutchen LLP
Scott Ritcher, JPMorgan Asset Management
Christopher Walmsley, RBC Capital Markets
BOXED LUNCH
12:25 - 1:30
Outside Events
Click here for an interactive map of Washington
DC Official Tourism Site, Yahoo DC Guide, Things-to-do Guide, DC TripAdvisor
Concert Halls
Kennedy Center Calendar
Wolftrap Performing Arts Center
DAR Constitution Hall
Birchmere
Washington National Opera
Arena Stage presents 'Well'
Ford's Theater presents 'A Christmas Carol'
The Studio Theater presents 'My Children! My Africa!'
GALA Theater presents 'Cita a Ciegas'
Shakespeare Theater presents 'The Taming of the Shrew'
Golf
East Potomac Park Golf Course & Driving Range
Langston Golf Course
Rock Creek Golf Course & Driving Range
Find Golf Courses outside of DC with the Washington Post Golf Guide
Sightseeing Tours Along the Potomac River
Capitol River Cruises
Potomac Riverboat Company
Spirit Cruises
Dandy Restaurant Cruises
For Children
Six Flags America
Rock Creek Park Nature Center and Planetarium
National Zoo (more details)
The Smithsonian Museum of Natural History, Air and Space
Discovery Theater
Bureau of Engraving and Printing
Fishing, Boat and Canoe Rides at Fletcher's Cove Boat House
The International Spy Museum
Medieval Times